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FIDUCIARY FINANCIAL GROUP, LLC
CRD 285681File 801-121655
APPROVED
Retail clients
Filing as of Aug 26, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.12B
Above cohort median (national)
Discretionary AUM
$1.11B
Non-discretionary $8.4M
Clients
415
1,607 accounts
Employees
9
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jul 1, 2021
- Principal office
- 1101 FIFTH AVENUE, SUITE 305, SAN RAFAEL, CA, 94901
- Phone
- 415-352-1100
- Website
- HTTP://WWW.FFGWEALTH.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.12B
- Discretionary AUM
- $1.11B
- Non-discretionary AUM
- $8.4M
- Discretionary accounts
- 1,603
- Non-discretionary accounts
- 4
- Total accounts
- 1,607
- AUM per client
- $2.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 3 | $2.1M |
| High net worth individuals | 251 | $1.06B |
| Individuals (other than high net worth individuals) | 161 | $64.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 27, 2026 | Employees | 10 | 9 | decreased by1 |
| Jul 1, 2026 | Employees | 9 | 10 | increased by1 |
| Jul 1, 2026 | Clients | 395 | 415 | increased by20 |
| Jul 1, 2026 | AUM | $1,011,812,215 | $1,122,904,774 | increased by$111,092,559 |
| Jul 1, 2026 | Accounts | 1,520 | 1,607 | increased by87 |
| Apr 1, 2026 | Clients | 381 | 395 | increased by14 |
| Apr 1, 2026 | AUM | $865,195,789 | $1,011,812,215 | increased by$146,616,426 |
| Apr 1, 2026 | Accounts | 381 | 1,520 | increased by1,139 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 351 | 381 | increased by30 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $698,027,720 | $865,195,789 | increased by$167,168,069 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 355 | 381 | increased by26 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 9 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 236 | 351 | increased by115 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $323,490,709 | $698,027,720 | increased by$374,537,011 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 674 | 355 | decreased by319 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FIDUCIARY FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FIDUCIARY FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.