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NORTH BAY WEALTH MANAGEMENT
CRD 285523File 801-132750
APPROVED
Retail clients
Custody
Filing as of Mar 2, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$107.3M
Bottom 25% of cohort (national)
Discretionary AUM
$100.3M
Non-discretionary $7.0M
Clients
138
340 accounts
Employees
2
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- May 9, 2025
- Principal office
- 140 2ND STREET, SUITE 310, PETALUMA, CA, 94952
- Phone
- 707-971-7069
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $107.3M
- Discretionary AUM
- $100.3M
- Non-discretionary AUM
- $7.0M
- Discretionary accounts
- 335
- Non-discretionary accounts
- 5
- Total accounts
- 340
- AUM per client
- $778K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $576K |
| High net worth individuals | 29 | $58.6M |
| Pension and profit sharing plans | 5 | $7.0M |
| Individuals (other than high net worth individuals) | 104 | $41.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.