SHUM FINANCIAL GROUP, INC.

CRD 285426File 801-110554

APPROVED

Retail clients

Custody

Filing as of Feb 23, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$322.0M

Below cohort median (national)

Discretionary AUM

$322.0M

Clients

330

990 accounts

Employees

Below cohort median in CA

Identity & registration

ADV Item 1

Organization form: Other (specify)
Firm type: Registered
SEC region: SFRO
Registration date: May 31, 2017
Principal office: 2205 HARBOR BAY PARKWAY, ALAMEDA, CA, 94502
Phone: 510-748-7462
Website: HTTP://WWW.SHUMFINANCIAL.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $322.0M
Discretionary AUM: $322.0M
Non-discretionary AUM: $0
Discretionary accounts: 990
Non-discretionary accounts: 0
Total accounts: 990
AUM per client: $976K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$623K
Charitable organizations	Fewer than 5	$5.4M
High net worth individuals	121	$247.4M
Pension and profit sharing plans	Fewer than 5	$7.0M
Individuals (other than high net worth individuals)	200	$61.5M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Selection of other advisers
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.