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GOALVEST ADVISORY LLC
CRD 285374File 801-116790
APPROVED
Retail clients
Custody
Filing as of Aug 12, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$777.6M
Above cohort median (national)
Discretionary AUM
$758.9M
Non-discretionary $18.7M
Clients
487
1,376 accounts
Employees
10
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jun 21, 2019
- Principal office
- 4 WORLD TRADE CENTER, SUITE 2908, NEW YORK, NY, 10007
- Phone
- (646) 941-8458
- Website
- HTTPS://goalvestvc.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $777.6M
- Discretionary AUM
- $758.9M
- Non-discretionary AUM
- $18.7M
- Discretionary accounts
- 1,370
- Non-discretionary accounts
- 6
- Total accounts
- 1,376
- AUM per client
- $1.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 39 | $96.9M |
| Charitable organizations | Fewer than 5 | $8.9M |
| High net worth individuals | 207 | $543.7M |
| Pooled investment vehicles | 4 | $27.0M |
| Individuals (other than high net worth individuals) | 236 | $101.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 9 | 10 | increased by1 |
| Apr 1, 2026 | Clients | 450 | 487 | increased by37 |
| Apr 1, 2026 | AUM | $628,348,337 | $777,569,840 | increased by$149,221,503 |
| Apr 1, 2026 | Accounts | 1,139 | 1,376 | increased by237 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 9 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 35 | 450 | increased by415 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $252,154,542 | $628,348,337 | increased by$376,193,795 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 550 | 1,139 | increased by589 |
| Aug 1, 2022 | Employees | 6 | 7 | increased by1 |
| Jun 1, 2022 | Custody | No | Yes | |
| May 1, 2022 | Employees | 5 | 6 | increased by1 |
| Apr 1, 2022 | Clients | 163 | 35 | decreased by128 |
| Apr 1, 2022 | AUM | $170,810,107 | $252,154,542 | increased by$81,344,435 |
| Apr 1, 2022 | Accounts | 1,220 | 550 | decreased by670 |
| Oct 1, 2021 | Employees | 3 | 5 | increased by2 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GOALVEST ADVISORY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GOALVEST ADVISORY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.