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MONORAIL SECURITIES LLC
CRD 285309File 801-108517
APPROVED
Retail clients
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$388.7M
Below cohort median (national)
Discretionary AUM
$388.7M
Clients
2,402
2,403 accounts
Employees
7
Above cohort median in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Oct 18, 2016
- Principal office
- 3322 BEE RIDGE RD, SUITE 200, SARASOTA, FL, 34239
- Phone
- (941) 925-2121
- Website
- https://www.monorail.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $388.7M
- Discretionary AUM
- $388.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,403
- Non-discretionary accounts
- 0
- Total accounts
- 2,403
- AUM per client
- $162K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | 999 | $386.1M |
| High net worth individuals | Fewer than 5 | $1.2M |
| Individuals (other than high net worth individuals) | 1,403 | $1.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Subscription fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 6 | 7 | increased by1 |
| Apr 1, 2026 | Clients | 1,469 | 2,402 | increased by933 |
| Apr 1, 2026 | AUM | $294,977,939 | $388,662,775 | increased by$93,684,836 |
| Apr 1, 2026 | Accounts | 1,948 | 2,403 | increased by455 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 6 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,778 | 1,469 | decreased by1,309 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,508,673 | $294,977,939 | increased by$292,469,266 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,778 | 1,948 | decreased by830 |
| Apr 1, 2022 | Clients | 2,900 | 2,778 | decreased by122 |
| Apr 1, 2022 | AUM | $75,682,810 | $2,508,673 | decreased by$73,174,137 |
| Apr 1, 2022 | Accounts | 2,900 | 2,778 | decreased by122 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MONORAIL SECURITIES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MONORAIL SECURITIES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.