← Directory
ZOE FINANCIAL, INC.
CRD 285158File 801-117745
APPROVED
Retail clients
Disclosure events
Filing as of Sep 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$283.5M
Below cohort median (national)
Discretionary AUM
$118.2M
Non-discretionary $165.3M
Clients
1,689
2,749 accounts
Employees
45
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Dec 5, 2019
- Principal office
- 666 THIRD AVE., 6TH FLOOR, NEW YORK, NY, 10017
- Phone
- 646-680-9244
- Website
- HTTPS://ZOEFIN.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $283.5M
- Discretionary AUM
- $118.2M
- Non-discretionary AUM
- $165.3M
- Discretionary accounts
- 1,143
- Non-discretionary accounts
- 1,606
- Total accounts
- 2,749
- AUM per client
- $168K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | 81 | $0 |
| High net worth individuals | 29 | $88.9M |
| Individuals (other than high net worth individuals) | 1,579 | $194.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — REFERRAL; PLATFORM, SUB-ADVISOR, MODEL MRKTPLACE FEES
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C1
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 37 | 45 | increased by8 |
| Apr 1, 2026 | Clients | 79 | 1,689 | increased by1,610 |
| Apr 1, 2026 | AUM | $0 | $283,473,191 | increased by$283,473,191 |
| Apr 1, 2026 | Accounts | 0 | 2,749 | increased by2,749 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 31 | 37 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 0 | 79 | increased by79 |
| Sep 1, 2021 | Employees | 26 | 31 | increased by5 |
| Jun 1, 2021 | Employees | 2 | 26 | increased by24 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ZOE FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ZOE FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.