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ZOE FINANCIAL, INC.
CRD 285158File 801-117745
APPROVED
Retail clients
Filing as of Aug 12, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$283.5M
Below cohort median (national)
Discretionary AUM
$118.2M
Non-discretionary $165.3M
Clients
1,689
2,749 accounts
Employees
45
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Dec 5, 2019
- Principal office
- 666 THIRD AVE., 6TH FLOOR, NEW YORK, NY, 10017
- Phone
- 646-680-9244
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $283.5M
- Discretionary AUM
- $118.2M
- Non-discretionary AUM
- $165.3M
- Discretionary accounts
- 1,143
- Non-discretionary accounts
- 1,606
- Total accounts
- 2,749
- AUM per client
- $168K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | 81 | $0 |
| High net worth individuals | 29 | $88.9M |
| Individuals (other than high net worth individuals) | 1,579 | $194.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — REFERRAL; PLATFORM, SUB-ADVISOR, MODEL MRKTPLACE FEES
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.