HERITAGE FINANCIAL LLC

Legal name: HERITAGE FINANCIAL, LLC

CRD 285149File 801-114336

APPROVED

Retail clients

Custody

Filing as of Jun 9, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$408.0M

Below cohort median (national)

Discretionary AUM

$364.8M

Non-discretionary $43.2M

Clients

350

1,507 accounts

Employees

Below cohort median in VA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: PLRO
Registration date: Nov 26, 2018
Principal office: 7001 HERITAGE VILLAGE PLAZA, SUITE 190, GAINESVILLE, VA, 20155
Phone: (703) 754-1233
Website: https://www.facebook.com/heritagefinancialllc

Assets & accounts

ADV Item 5F

Total regulatory AUM: $408.0M
Discretionary AUM: $364.8M
Non-discretionary AUM: $43.2M
Discretionary accounts: 1,369
Non-discretionary accounts: 138
Total accounts: 1,507
AUM per client: $1.2M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$6.1M
High net worth individuals	132	$303.9M
Pension and profit sharing plans	Fewer than 5	$26.1M
Individuals (other than high net worth individuals)	218	$71.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.