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WAVE WEALTH MANAGEMENT, LLC
CRD 285079File 801-131305
APPROVED
Retail clients
Custody
Filing as of Feb 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$134.2M
Bottom 25% of cohort (national)
Discretionary AUM
$134.2M
Clients
62
447 accounts
Employees
2
Bottom 25% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Oct 16, 2024
- Principal office
- 7000 PARKWOOD BLVD., SUITE G300, FRISCO, TX, 75034
- Phone
- (972) 954-4100
- Website
- https://www.wavewm.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $134.2M
- Discretionary AUM
- $134.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 447
- Non-discretionary accounts
- 0
- Total accounts
- 447
- AUM per client
- $2.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $290 |
| High net worth individuals | 62 | $132.1M |
| Individuals (other than high net worth individuals) | Fewer than 5 | $2.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 4 | 2 | decreased by2 |
| Mar 1, 2026 | Clients | 64 | 62 | decreased by2 |
| Mar 1, 2026 | AUM | $116,576,041 | $134,180,983 | increased by$17,604,942 |
| Mar 1, 2026 | Accounts | 458 | 447 | decreased by11 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 3 | 4 | increased by1 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WAVE WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WAVE WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.