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VANGUARD CAPITAL

Legal name: VANGUARD CAPITAL WEALTH ADVISORS, LLC

CRD 285052File 801-108419
APPROVED
Retail clients
Disclosure events
Filing as of Mar 23, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$190.4M
Bottom 25% of cohort (national)
Discretionary AUM
$190.4M
Clients
199
414 accounts
Employees
5
Below cohort median in CO

Identity & registration

ADV Item 1
Organization form
Limited Liability Company
Firm type
Registered
SEC region
DRO
Registration date
Oct 27, 2016
Principal office
999 18 ST SUITE 3000, DENVER, CO, 80202
Phone
844-861-7504

Assets & accounts

ADV Item 5F
Total regulatory AUM
$190.4M
Discretionary AUM
$190.4M
Non-discretionary AUM
$0
Discretionary accounts
414
Non-discretionary accounts
0
Total accounts
414
AUM per client
$957K

Clients by type

ADV Item 5D
Client typeClientsAUM
High net worth individuals52$143.9M
Individuals (other than high net worth individuals)147$46.5M

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Hourly charges
  • A percentage of assets under your management

Advisory activities

  • Portfolio management for individuals and/or small businesses

Custody

ADV Item 9
Firm Custody Cash
No
Firm Custody Assets
No
Firm Custody Clients
No
Firm Custody Securities
No
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
No

Disclosure events

ADV Item 11
  • Q11D5
  • Q11E2
  • Q11E3
  • Q11E4

Filed changes

DateFieldFromTo
Aug 12, 2026RegistrationAPPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.