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VANGUARD CAPITAL
Legal name: VANGUARD CAPITAL WEALTH ADVISORS, LLC
CRD 285052File 801-108419
APPROVED
Retail clients
Disclosure events
Filing as of Sep 1, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$190.4M
Bottom 25% of cohort (national)
Discretionary AUM
$190.4M
Clients
199
414 accounts
Employees
5
Below cohort median in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Oct 27, 2016
- Principal office
- 999 18 ST SUITE 3000, DENVER, CO, 80202
- Phone
- 844-861-7504
- Website
- HTTPS://WWW.VCAPWA.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $190.4M
- Discretionary AUM
- $190.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 414
- Non-discretionary accounts
- 0
- Total accounts
- 414
- AUM per client
- $957K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 52 | $143.9M |
| Individuals (other than high net worth individuals) | 147 | $46.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D5
- Q11E2
- Q11E3
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 183 | 199 | increased by16 |
| Apr 1, 2026 | AUM | $171,298,998 | $190,406,969 | increased by$19,107,971 |
| Apr 1, 2026 | Accounts | 403 | 414 | increased by11 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 5 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 200 | 183 | decreased by17 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $191,120,098 | $171,298,998 | decreased by$19,821,100 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 410 | 403 | decreased by7 |
| Apr 1, 2022 | Clients | 206 | 200 | decreased by6 |
| Apr 1, 2022 | AUM | $168,365,097 | $191,120,098 | increased by$22,755,001 |
| Apr 1, 2022 | Accounts | 414 | 410 | decreased by4 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “VANGUARD CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“VANGUARD CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.