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XML FINANCIAL GROUP
Legal name: XML FINANCIAL, LLC
CRD 284987File 801-108376
APPROVED
Retail clients
Custody
Filing as of Jun 2, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$3.30B
Top 25% of cohort (national)
Discretionary AUM
$2.49B
Non-discretionary $811.0M
Clients
2,944
5,987 accounts
Employees
54
Top 25% of cohort in MD
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Sep 12, 2016
- Principal office
- 6901 ROCKLEDGE DRIVE, SUITE 730, BETHESDA, MD, 20817
- Phone
- (301) 770-5234
- Website
- https://x.com/XMLFinancial
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.30B
- Discretionary AUM
- $2.49B
- Non-discretionary AUM
- $811.0M
- Discretionary accounts
- 4,701
- Non-discretionary accounts
- 1,286
- Total accounts
- 5,987
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 19 | $79.0M |
| Charitable organizations | 13 | $7.7M |
| High net worth individuals | 833 | $1.36B |
| Pension and profit sharing plans | 22 | $26.5M |
| Individuals (other than high net worth individuals) | 2,057 | $1.83B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.