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THE FIDUCIARY ALLIANCE
Legal name: FIDUCIARY ALLIANCE LLC
CRD 284924File 801-108283
APPROVED
Retail clients
Custody
Filing as of Sep 4, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.53B
Top 25% of cohort (national)
Discretionary AUM
$2.48B
Non-discretionary $45.4M
Clients
8,933
9,155 accounts
Employees
76
Top 10% of cohort in SC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Aug 17, 2016
- Principal office
- 135 S MAIN ST, SUITE 600, GREENVILLE, SC, 29601
- Phone
- 864-385-7999
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.53B
- Discretionary AUM
- $2.48B
- Non-discretionary AUM
- $45.4M
- Discretionary accounts
- 8,921
- Non-discretionary accounts
- 234
- Total accounts
- 9,155
- AUM per client
- $283K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 168 | $66.3M |
| Charitable organizations | 9 | $9.9M |
| Other investment advisers | Fewer than 5 | $83.1M |
| High net worth individuals | 2,388 | $1.13B |
| Pension and profit sharing plans | 12 | $11.4M |
| Individuals (other than high net worth individuals) | 6,356 | $1.22B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 8,964 | 8,933 | decreased by31 |
| Mar 1, 2026 | Employees | 63 | 76 | increased by13 |
| Mar 1, 2026 | Clients | 6,662 | 8,964 | increased by2,302 |
| Mar 1, 2026 | AUM | $1,921,956,974 | $2,526,238,956 | increased by$604,281,982 |
| Mar 1, 2026 | Accounts | 6,842 | 9,155 | increased by2,313 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 13 | 63 | increased by50 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,489 | 6,662 | increased by5,173 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $626,282,668 | $1,921,956,974 | increased by$1,295,674,306 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,451 | 6,842 | increased by3,391 |
| Apr 1, 2022 | Clients | 1,486 | 1,489 | increased by3 |
| Apr 1, 2022 | AUM | $301,900,093 | $626,282,668 | increased by$324,382,575 |
| Apr 1, 2022 | Accounts | 1,567 | 3,451 | increased by1,884 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FIDUCIARY ALLIANCE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FIDUCIARY ALLIANCE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.