← Directory
NEUBERGER BERMAN CANADA ULC
CRD 284803File 801-108509
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Apr 14, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$12.39B
Top 10% of cohort (national)
Discretionary AUM
$12.39B
Clients
3,360
3,365 accounts
Employees
27
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Oct 24, 2016
- Principal office
- 181 BAY STREET, SUITE 815, TORONTO, ONTARIO, M5J 2V1
- Phone
- 416-883-6904
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $12.39B
- Discretionary AUM
- $12.39B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 3,365
- Non-discretionary accounts
- 0
- Total accounts
- 3,365
- AUM per client
- $3.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 392 | $2.41B |
| Non-U.S. persons | Fewer than 5 | $305.0M |
| Insurance companies | Fewer than 5 | $729.0M |
| Investment companies | 4 | $414.6M |
| Charitable organizations | 28 | $336.2M |
| High net worth individuals | 899 | $4.05B |
| Pooled investment vehicles | 26 | $3.12B |
| Pension and profit sharing plans | 14 | $212.7M |
| Individuals (other than high net worth individuals) | 1,993 | $796.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 3366 | 3360 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.