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EMERGE CAPITAL MANAGEMENT
Legal name: EMERGE CAPITAL MANAGEMENT INC.
CRD 284581File 801-113648
APPROVED
Filing as of Jun 17, 2025
Feed vintage Oct 1, 2026
Regulatory AUM
$30.0M
Bottom 25% of cohort (national)
Discretionary AUM
$0
Non-discretionary $30.0M
Clients
2
2 accounts
Employees
5
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jul 20, 2018
- Principal office
- 500 PEARL STREET, SUITE 740, BUFFALO, NY, 14202
- Phone
- 904-870-1092
- Website
- HTTP://WWW.EMERGECM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $30.0M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $30.0M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 2
- Total accounts
- 2
- AUM per client
- $15.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $30.0M |
| Investment companies | 1 | $483 |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Selection of other advisers
- Portfolio management for businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Dec 1, 2025 vs May 1, 2025 | Employees | 7 | 5 | decreased by2 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 7 | 2 | decreased by5 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $112,778,054 | $30,000,483 | decreased by$82,777,571 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 682 | 2 | decreased by680 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 16 | 7 | decreased by9 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 51 | 7 | decreased by44 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,349,505,990 | $112,778,054 | decreased by$1,236,727,936 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 4,484 | 682 | decreased by3,802 |
| Apr 1, 2022 | Employees | 10 | 16 | increased by6 |
| Apr 1, 2022 | Clients | 32 | 51 | increased by19 |
| Apr 1, 2022 | AUM | $1,192,660,281 | $1,349,505,990 | increased by$156,845,709 |
| Apr 1, 2022 | Accounts | 2,696 | 4,484 | increased by1,788 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “EMERGE CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“EMERGE CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.