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SPG ADVISORS LLC
CRD 284496File 801-118756
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 8, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$535.4M
Above cohort median (national)
Discretionary AUM
$535.4M
Clients
692
2,366 accounts
Employees
9
Above cohort median in WA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- May 15, 2020
- Principal office
- 11411 NE 124TH ST, SUITE 255, KIRKLAND, WA, 98034
- Phone
- 425-821-9442
- Website
- HTTP://WWW.MYSPG.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $535.4M
- Discretionary AUM
- $535.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,366
- Non-discretionary accounts
- 0
- Total accounts
- 2,366
- AUM per client
- $774K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 159 | $287.8M |
| Individuals (other than high net worth individuals) | 533 | $247.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — PROVIDER FEES
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D1
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 8 | 9 | increased by1 |
| Apr 1, 2026 | Clients | 628 | 692 | increased by64 |
| Apr 1, 2026 | AUM | $462,797,495 | $535,426,153 | increased by$72,628,658 |
| Apr 1, 2026 | Accounts | 2,177 | 2,366 | increased by189 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 9 | 8 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 486 | 628 | increased by142 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $268,672,098 | $462,797,495 | increased by$194,125,397 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,544 | 2,177 | increased by633 |
| Apr 1, 2022 | Clients | 444 | 486 | increased by42 |
| Apr 1, 2022 | AUM | $233,541,000 | $268,672,098 | increased by$35,131,098 |
| Apr 1, 2022 | Accounts | 1,311 | 1,544 | increased by233 |
| Dec 1, 2021 | Employees | 10 | 9 | decreased by1 |
| Aug 1, 2021 | Employees | 9 | 10 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SPG ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SPG ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.