← Directory
PAX FINANCIAL GROUP
Legal name: PAX FINANCIAL GROUP, LLC
CRD 284164File 801-107918
APPROVED
Retail clients
Custody
Filing as of Jun 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$747.1M
Above cohort median (national)
Discretionary AUM
$747.1M
Clients
1,350
3,900 accounts
Employees
22
Above cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jun 3, 2016
- Principal office
- 270 NORTH LOOP 1604 EAST, SUITE 200, SAN ANTONIO, TX, 78232
- Phone
- 210-881-5700
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $747.1M
- Discretionary AUM
- $747.1M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 3,900
- Non-discretionary accounts
- 0
- Total accounts
- 3,900
- AUM per client
- $553K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 174 | $395.9M |
| Individuals (other than high net worth individuals) | 1,176 | $351.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — A PERCENTAGE OF ASSETS UNDER PONTERA ADVISORY
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 24 | 22 | decreased by2 |
| Mar 1, 2026 | Clients | 2,479 | 1,350 | decreased by1,129 |
| Mar 1, 2026 | AUM | $728,473,115 | $747,082,147 | increased by$18,609,032 |
| Mar 1, 2026 | Accounts | 4,249 | 3,900 | decreased by349 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 21 | 24 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,311 | 2,479 | increased by1,168 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $554,598,567 | $728,473,115 | increased by$173,874,548 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,686 | 4,249 | increased by563 |
| Mar 1, 2022 | Employees | 20 | 21 | increased by1 |
| Mar 1, 2022 | Clients | 1,235 | 1,311 | increased by76 |
| Mar 1, 2022 | AUM | $444,511,926 | $554,598,567 | increased by$110,086,641 |
| Mar 1, 2022 | Accounts | 3,222 | 3,686 | increased by464 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PAX FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PAX FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.