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FWG INVESTMENTS, LLC
CRD 284064File 801-112954
APPROVED
Retail clients
Custody
Disclosure events
Filing as of May 22, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$349.0M
Below cohort median (national)
Discretionary AUM
$349.0M
Clients
1,846
3,534 accounts
Employees
27
Below cohort median in KY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Apr 26, 2018
- Principal office
- 2704 OLD ROSEBUD ROAD, SUITE 160, LEXINGTON, KY, 40509
- Phone
- 859-309-0349
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $349.0M
- Discretionary AUM
- $349.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 3,534
- Non-discretionary accounts
- 0
- Total accounts
- 3,534
- AUM per client
- $189K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $4.4M |
| Charitable organizations | Fewer than 5 | $701K |
| High net worth individuals | 19 | $40.8M |
| Pension and profit sharing plans | 28 | $9.3M |
| Individuals (other than high net worth individuals) | 1,794 | $293.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D1
- Q11D2
- Q11D4
- Q11D5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.