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STRATOS INVESTMENT MANAGEMENT, LLC
CRD 283850File 801-107873
APPROVED
Custody
Filing as of Jul 1, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$3.31B
Top 25% of cohort (national)
Discretionary AUM
$3.31B
Clients
3
7,664 accounts
Employees
89
Top 25% of cohort in OH
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 23, 2016
- Principal office
- 3750 PARK EAST DRIVE SUITE 200, BEACHWOOD, OH, 44122
- Phone
- 4402104900
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.31B
- Discretionary AUM
- $3.31B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 7,664
- Non-discretionary accounts
- 0
- Total accounts
- 7,664
- AUM per client
- $1.10B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | Fewer than 5 | $3.31B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Custody | false | true |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.