← Directory
STRATOS INVESTMENT MANAGEMENT, LLC
CRD 283850File 801-107873
APPROVED
Custody
Filing as of Sep 17, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.31B
Top 25% of cohort (national)
Discretionary AUM
$3.31B
Clients
3
7,664 accounts
Employees
89
Top 25% of cohort in OH
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 23, 2016
- Principal office
- 3750 PARK EAST DRIVE SUITE 200, BEACHWOOD, OH, 44122
- Phone
- 4402104900
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.31B
- Discretionary AUM
- $3.31B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 7,664
- Non-discretionary accounts
- 0
- Total accounts
- 7,664
- AUM per client
- $1.10B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | Fewer than 5 | $3.31B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Employees | 79 | 89 | increased by10 |
| Apr 1, 2026 | AUM | $2,442,199,672 | $3,311,686,422 | increased by$869,486,750 |
| Apr 1, 2026 | Accounts | 5,427 | 7,664 | increased by2,237 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 79 | increased by73 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,246,502,252 | $2,442,199,672 | increased by$1,195,697,420 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,034 | 5,427 | increased by2,393 |
| Apr 1, 2022 | Employees | 7 | 6 | decreased by1 |
| Apr 1, 2022 | Clients | 1,244 | 3 | decreased by1,241 |
| Apr 1, 2022 | AUM | $642,669,869 | $1,246,502,252 | increased by$603,832,383 |
| Apr 1, 2022 | Accounts | 2,180 | 3,034 | increased by854 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “STRATOS INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“STRATOS INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.