← Directory
MARINER ADVISOR NETWORK
Legal name: MARINER INDEPENDENT ADVISOR NETWORK, LLC
CRD 283824File 801-107913
APPROVED
Retail clients
Custody
Filing as of May 26, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$9.57B
Top 10% of cohort (national)
Discretionary AUM
$9.57B
Clients
16,241
27,362 accounts
Employees
174
Top 10% of cohort in KS
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Jun 8, 2016
- Principal office
- 5700 W 112TH STREET, SUITE 500, OVERLAND PARK, KS, 66211
- Phone
- 650-571-1934
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $9.57B
- Discretionary AUM
- $9.57B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 27,362
- Non-discretionary accounts
- 0
- Total accounts
- 27,362
- AUM per client
- $589K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 84 | $118.0M |
| Charitable organizations | 54 | $126.7M |
| High net worth individuals | 2,202 | $5.51B |
| Pension and profit sharing plans | 3 | $3.5M |
| Individuals (other than high net worth individuals) | 13,898 | $3.82B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 177 | 174 | decreased by3 |
| Apr 1, 2026 | Clients | 16,313 | 16,241 | decreased by72 |
| Apr 1, 2026 | AUM | $8,486,309,662 | $9,568,838,387 | increased by$1,082,528,725 |
| Apr 1, 2026 | Accounts | 27,221 | 27,362 | increased by141 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 237 | 177 | decreased by60 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 24,579 | 16,313 | decreased by8,266 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $6,616,498,087 | $8,486,309,662 | increased by$1,869,811,575 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 24,579 | 27,221 | increased by2,642 |
| Apr 1, 2022 | Employees | 208 | 237 | increased by29 |
| Apr 1, 2022 | Clients | 25,216 | 24,579 | decreased by637 |
| Apr 1, 2022 | AUM | $6,375,508,664 | $6,616,498,087 | increased by$240,989,423 |
| Apr 1, 2022 | Accounts | 24,840 | 24,579 | decreased by261 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MARINER ADVISOR” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MARINER ADVISOR” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.