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STRATOS WEALTH ADVISORS LLC
CRD 283816File 801-108211
APPROVED
Retail clients
Custody
Filing as of Sep 16, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$5.57B
Top 25% of cohort (national)
Discretionary AUM
$5.54B
Non-discretionary $35.9M
Clients
5,023
12,896 accounts
Employees
170
Top 10% of cohort in OH
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Aug 15, 2016
- Principal office
- 3750 PARK EAST DRIVE, SUITE 200, BEACHWOOD, OH, 44122
- Phone
- (440) 519-2500
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.57B
- Discretionary AUM
- $5.54B
- Non-discretionary AUM
- $35.9M
- Discretionary accounts
- 12,764
- Non-discretionary accounts
- 132
- Total accounts
- 12,896
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 45 | $118.0M |
| Insurance companies | Fewer than 5 | $3.1M |
| Charitable organizations | 10 | $21.0M |
| High net worth individuals | 1,355 | $4.22B |
| Pension and profit sharing plans | 40 | $36.7M |
| Individuals (other than high net worth individuals) | 3,573 | $1.18B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — PERCENTAGE OF ASSETS UNDER MANAGEMENT WITH THIRD PARTY MANAGERS
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 181 | 170 | decreased by11 |
| Apr 1, 2026 | Clients | 4,979 | 5,023 | increased by44 |
| Apr 1, 2026 | AUM | $4,905,828,030 | $5,573,579,738 | increased by$667,751,708 |
| Apr 1, 2026 | Accounts | 12,432 | 12,896 | increased by464 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 91 | 181 | increased by90 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 4,072 | 4,979 | increased by907 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $3,376,087,482 | $4,905,828,030 | increased by$1,529,740,548 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 10,557 | 12,432 | increased by1,875 |
| Apr 1, 2022 | Employees | 42 | 91 | increased by49 |
| Apr 1, 2022 | Clients | 2,717 | 4,072 | increased by1,355 |
| Apr 1, 2022 | AUM | $1,804,488,220 | $3,376,087,482 | increased by$1,571,599,262 |
| Apr 1, 2022 | Accounts | 7,303 | 10,557 | increased by3,254 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “STRATOS WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“STRATOS WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.