ADALTA CAPITAL MANAGEMENT LLC

CRD 283771File 801-107823

APPROVED

Retail clients

Custody

Filing as of Mar 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$305.5M

Below cohort median (national)

Discretionary AUM

$302.9M

Non-discretionary $2.7M

Clients

193 accounts

Employees

Below cohort median in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: May 13, 2016
Principal office: 445 PARK AVENUE, SUITE 16D, NEW YORK, NY, 10022
Phone: 212-832-5135
Website: HTTP://WWW.ADALTACAP.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $305.5M
Discretionary AUM: $302.9M
Non-discretionary AUM: $2.7M
Discretionary accounts: 188
Non-discretionary accounts: 5
Total accounts: 193
AUM per client: $4.1M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$7.9M
Charitable organizations	Fewer than 5	$37.7M
High net worth individuals	53	$250.6M
Pooled investment vehicles	1	$718K
Pension and profit sharing plans	Fewer than 5	$1.8M
Individuals (other than high net worth individuals)	20	$6.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

Performance-based fees
A percentage of assets under your management

Advisory activities

Selection of other advisers
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.