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ARJUNA CAPITAL, LLC
CRD 283713File 801-107908
APPROVED
Retail clients
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$642.4M
Above cohort median (national)
Discretionary AUM
$642.4M
Clients
174
554 accounts
Employees
14
Below cohort median in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jun 2, 2016
- Principal office
- 13 ELM STREET, SUITE 2, MANCHESTER, MA, 01944
- Phone
- (978) 704-0112
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $642.4M
- Discretionary AUM
- $642.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 554
- Non-discretionary accounts
- 0
- Total accounts
- 554
- AUM per client
- $3.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $14.7M |
| Charitable organizations | 11 | $25.7M |
| High net worth individuals | 98 | $439.4M |
| Pooled investment vehicles | 7 | $118.2M |
| Pension and profit sharing plans | Fewer than 5 | $4.4M |
| Individuals (other than high net worth individuals) | 51 | $40.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 180 | 174 | decreased by6 |
| Apr 1, 2026 | AUM | $598,552,202 | $642,360,277 | increased by$43,808,075 |
| Apr 1, 2026 | Accounts | 610 | 554 | decreased by56 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $634,099,605 | $598,552,202 | decreased by$35,547,403 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 8 | 14 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 125 | 180 | increased by55 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $403,384,379 | $634,099,605 | increased by$230,715,226 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 419 | 610 | increased by191 |
| Apr 1, 2022 | Clients | 132 | 125 | decreased by7 |
| Apr 1, 2022 | AUM | $369,625,799 | $403,384,379 | increased by$33,758,580 |
| Apr 1, 2022 | Accounts | 382 | 419 | increased by37 |
| Oct 1, 2021 | Clients | 110 | 132 | increased by22 |
| Oct 1, 2021 | AUM | $296,898,901 | $369,625,799 | increased by$72,726,898 |
| Oct 1, 2021 | Accounts | 328 | 382 | increased by54 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ARJUNA CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ARJUNA CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.