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MERCURIO WEALTH ADVISORS
Legal name: MERCURIO & ASSOCIATES INC.
CRD 283632File 801-121883
APPROVED
Retail clients
Custody
Filing as of Mar 4, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$141.1M
Bottom 25% of cohort (national)
Discretionary AUM
$141.1M
Clients
460
957 accounts
Employees
11
Bottom 25% of cohort in KY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Aug 25, 2021
- Principal office
- 9100 SHELBYVILLE RD., SUITE 150, LOUISVILLE, KY, 40222
- Phone
- (502) 253-9366
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $141.1M
- Discretionary AUM
- $141.1M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 957
- Non-discretionary accounts
- 0
- Total accounts
- 957
- AUM per client
- $307K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 15 | $27.1M |
| Pension and profit sharing plans | 14 | $532K |
| Individuals (other than high net worth individuals) | 431 | $113.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 10 | 11 | increased by1 |
| Apr 1, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Clients | 425 | 460 | increased by35 |
| Apr 1, 2026 | AUM | $123,167,983 | $141,065,289 | increased by$17,897,306 |
| Apr 1, 2026 | Accounts | 942 | 957 | increased by15 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 10 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 431 | 425 | decreased by6 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $115,583,024 | $123,167,983 | increased by$7,584,959 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,087 | 942 | decreased by145 |
| Aug 1, 2022 | Employees | 2 | 3 | increased by1 |
| Apr 1, 2022 | Employees | 3 | 2 | decreased by1 |
| Feb 1, 2022 | Clients | 410 | 431 | increased by21 |
| Feb 1, 2022 | AUM | $105,638,901 | $115,583,024 | increased by$9,944,123 |
| Feb 1, 2022 | Accounts | 946 | 1,087 | increased by141 |
| Jan 1, 2022 | Employees | 2 | 3 | increased by1 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MERCURIO WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MERCURIO WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.