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CAPITALA PRIVATE ADVISORS, LLC
CRD 283527File 801-107897
APPROVED
Custody
Filing as of Mar 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$505.1M
Above cohort median (national)
Discretionary AUM
$448.2M
Non-discretionary $57.0M
Clients
4
12 accounts
Employees
16
Above cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Jun 16, 2016
- Principal office
- 4201 CONGRESS STREET SUITE 360, CHARLOTTE, NC, 28209
- Phone
- 704-376-5502
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $505.1M
- Discretionary AUM
- $448.2M
- Non-discretionary AUM
- $57.0M
- Discretionary accounts
- 4
- Non-discretionary accounts
- 8
- Total accounts
- 12
- AUM per client
- $126.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 4 | $448.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 12 | 4 | decreased by8 |
| Apr 1, 2026 | Employees | 17 | 16 | decreased by1 |
| Apr 1, 2026 | Clients | 9 | 12 | increased by3 |
| Apr 1, 2026 | AUM | $493,650,000 | $505,135,000 | increased by$11,485,000 |
| Apr 1, 2026 | Accounts | 9 | 12 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 18 | 17 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 6 | 9 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $450,231,000 | $493,650,000 | increased by$43,419,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 6 | 9 | increased by3 |
| Oct 1, 2022 | Employees | 20 | 18 | decreased by2 |
| Oct 1, 2022 | Disclosures | Yes | No | |
| Apr 1, 2022 | Clients | 4 | 6 | increased by2 |
| Apr 1, 2022 | AUM | $496,593,000 | $450,231,000 | decreased by$46,362,000 |
| Aug 1, 2021 | Employees | 21 | 20 | decreased by1 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CAPITALA PRIVATE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CAPITALA PRIVATE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.