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LANDOLT SECURITIES, INC.
CRD 28352File 801-135200
APPROVED
Retail clients
Disclosure events
Filing as of Jun 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$137.8M
Bottom 25% of cohort (national)
Discretionary AUM
$137.8M
Clients
198
301 accounts
Employees
14
Bottom 25% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Feb 23, 2026
- Principal office
- 900 NORTH SHORE DRIVE SUITE 279, LAKE BLUFF, IL, 60044
- Phone
- 847-838-5151
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $137.8M
- Discretionary AUM
- $137.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 301
- Non-discretionary accounts
- 0
- Total accounts
- 301
- AUM per client
- $696K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 198 | $137.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11D5
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jul 1, 2026 | Employees | 11 | 14 | increased by3 |
| Jul 1, 2026 | Clients | 173 | 198 | increased by25 |
| Jul 1, 2026 | AUM | $105,626,273 | $137,829,035 | increased by$32,202,762 |
| Jul 1, 2026 | Accounts | 279 | 301 | increased by22 |
| Mar 1, 2026 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LANDOLT SECURITIES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LANDOLT SECURITIES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.