GOEHRING & ROZENCWAJG ASSOCIATES, LLC

CRD 283394File 801-107891

APPROVED

Custody

Filing as of May 4, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.51B

Above cohort median (national)

Discretionary AUM

$1.51B

Clients

13 accounts

Employees

Above cohort median in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: May 23, 2016
Principal office: 115 BROADWAY, 5TH FLOOR, NEW YORK, NY, 10006
Phone: 646-216-9777
Website: https://twitter.com/go_rozen

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.51B
Discretionary AUM: $1.51B
Non-discretionary AUM: $0
Discretionary accounts: 13
Non-discretionary accounts: 0
Total accounts: 13
AUM per client: $378.7M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$126.7M
Non-U.S. persons	Fewer than 5	$160.8M
Investment companies	1	$764.4M
Pooled investment vehicles	3	$5.3M
Pension and profit sharing plans	Fewer than 5	$13.8M

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Other (described) — FIXED SPEAKING FEES
Performance-based fees
A percentage of assets under your management

Advisory activities

Other
Portfolio management for businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.