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SILVER ROCK FINANCIAL LP
CRD 283335File 801-107505
APPROVED
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$5.38B
Top 25% of cohort (national)
Discretionary AUM
$5.38B
Clients
28
33 accounts
Employees
31
Top 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Partnership
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Mar 25, 2016
- Principal office
- 12100 WILSHIRE BLVD., SUITE 1000, LOS ANGELES, CA, 90025
- Phone
- 424-371-9753
- Website
- HTTPS://WWW.SILVER-ROCK.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.38B
- Discretionary AUM
- $5.38B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 33
- Non-discretionary accounts
- 0
- Total accounts
- 33
- AUM per client
- $192.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $686.3M |
| Insurance companies | Fewer than 5 | $125.5M |
| Charitable organizations | Fewer than 5 | $9.2M |
| Pooled investment vehicles | 28 | $4.49B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 43 | 31 | decreased by12 |
| Apr 1, 2026 | Clients | 72 | 28 | decreased by44 |
| Apr 1, 2026 | AUM | $11,575,060,894 | $5,381,022,632 | decreased by$6,194,038,262 |
| Apr 1, 2026 | Accounts | 78 | 33 | decreased by45 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 28 | 43 | increased by15 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 29 | 72 | increased by43 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $4,427,692,917 | $11,575,060,894 | increased by$7,147,367,977 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 38 | 78 | increased by40 |
| Apr 1, 2022 | Employees | 29 | 28 | decreased by1 |
| Apr 1, 2022 | Clients | 19 | 29 | increased by10 |
| Apr 1, 2022 | AUM | $3,577,892,823 | $4,427,692,917 | increased by$849,800,094 |
| Apr 1, 2022 | Accounts | 23 | 38 | increased by15 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SILVER ROCK” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SILVER ROCK” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.