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KESTRA ADVISORY SERVICES, LLC
CRD 283330File 801-56126
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$79.80B
Top 10% of cohort (national)
Discretionary AUM
$62.11B
Non-discretionary $17.69B
Clients
117,403
192,439 accounts
Employees
1,359
Top 10% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Dec 31, 1998
- Principal office
- 5707 SOUTHWEST PARKWAY, BUILDING 2, SUITE 400, AUSTIN, TX, 78735
- Phone
- 8445537872
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $79.80B
- Discretionary AUM
- $62.11B
- Non-discretionary AUM
- $17.69B
- Discretionary accounts
- 145,436
- Non-discretionary accounts
- 47,003
- Total accounts
- 192,439
- AUM per client
- $680K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1,062 | $1.75B |
| Non-U.S. persons | Fewer than 5 | Not reported |
| Insurance companies | 23 | $66.3M |
| Charitable organizations | 248 | $292.2M |
| Other investment advisers | Fewer than 5 | Not reported |
| High net worth individuals | 26,123 | $46.81B |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | 785 | $6.34B |
| State or municipal government entities | Fewer than 5 | Not reported |
| Individuals (other than high net worth individuals) | 89,162 | $24.54B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11A2
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 1,299 | 1,359 | increased by60 |
| Apr 1, 2026 | Clients | 97,702 | 117,403 | increased by19,701 |
| Apr 1, 2026 | AUM | $60,174,309,829 | $79,798,091,767 | increased by$19,623,781,938 |
| Apr 1, 2026 | Accounts | 155,482 | 192,439 | increased by36,957 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 1,307 | 1,299 | decreased by8 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 76,955 | 97,702 | increased by20,747 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $45,080,680,529 | $60,174,309,829 | increased by$15,093,629,300 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 127,790 | 155,482 | increased by27,692 |
| Apr 1, 2022 | Employees | 1,257 | 1,307 | increased by50 |
| Apr 1, 2022 | Clients | 66,441 | 76,955 | increased by10,514 |
| Apr 1, 2022 | AUM | $34,791,080,900 | $45,080,680,529 | increased by$10,289,599,629 |
| Apr 1, 2022 | Accounts | 110,060 | 127,790 | increased by17,730 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “KESTRA ADVISORY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“KESTRA ADVISORY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.