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WOLFF FINANCIAL MANAGEMENT LLC
CRD 283239File 801-107444
APPROVED
Retail clients
Custody
Filing as of Sep 15, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$612.7M
Above cohort median (national)
Discretionary AUM
$603.8M
Non-discretionary $8.9M
Clients
360
1,133 accounts
Employees
6
Above cohort median in MI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 17, 2016
- Principal office
- 5938 VENTURE PARK DRIVE, KALAMAZOO, MI, 49009
- Phone
- 269-372-3100
- Website
- HTTP://WFMINVEST.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $612.7M
- Discretionary AUM
- $603.8M
- Non-discretionary AUM
- $8.9M
- Discretionary accounts
- 1,106
- Non-discretionary accounts
- 27
- Total accounts
- 1,133
- AUM per client
- $1.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $673K |
| Charitable organizations | Fewer than 5 | $394K |
| High net worth individuals | 155 | $550.4M |
| Individuals (other than high net worth individuals) | 205 | $61.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 366 | 360 | decreased by6 |
| Mar 1, 2026 | AUM | $531,663,941 | $612,662,348 | increased by$80,998,407 |
| Mar 1, 2026 | Accounts | 1,131 | 1,133 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 6 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 344 | 366 | increased by22 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $409,631,923 | $531,663,941 | increased by$122,032,018 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 997 | 1,131 | increased by134 |
| Apr 1, 2022 | Employees | 6 | 4 | decreased by2 |
| Apr 1, 2022 | Clients | 332 | 344 | increased by12 |
| Apr 1, 2022 | AUM | $347,376,672 | $409,631,923 | increased by$62,255,251 |
| Apr 1, 2022 | Accounts | 919 | 997 | increased by78 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WOLFF FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WOLFF FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.