GUGGENHEIM WEALTH SOLUTIONS, LLC

CRD 283238File 801-107511

APPROVED

Retail clients

Filing as of Mar 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$371.3M

Below cohort median (national)

Discretionary AUM

$371.3M

Clients

233

242 accounts

Employees

Below cohort median in CA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: LARO
Registration date: Apr 7, 2016
Principal office: 100 WILSHIRE BLVD, SUITE 500, SANTA MONICA, CA, 90401
Phone: 310-576-1270
Website: https://www.guggenheiminvestments.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $371.3M
Discretionary AUM: $371.3M
Non-discretionary AUM: $0
Discretionary accounts: 242
Non-discretionary accounts: 0
Total accounts: 242
AUM per client: $1.6M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	9	$6.9M
Insurance companies	Fewer than 5	$607K
Charitable organizations	14	$84.4M
Other investment advisers	Fewer than 5	$304K
High net worth individuals	Fewer than 5	$6.0M
Pension and profit sharing plans	Fewer than 5	$693K
State or municipal government entities	Fewer than 5	$9.2M
Individuals (other than high net worth individuals)	210	$102.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Selection of other advisers
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.