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GUGGENHEIM WEALTH SOLUTIONS, LLC
CRD 283238File 801-107511
APPROVED
Retail clients
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$371.3M
Below cohort median (national)
Discretionary AUM
$371.3M
Clients
233
242 accounts
Employees
10
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Apr 7, 2016
- Principal office
- 100 WILSHIRE BLVD, SUITE 500, SANTA MONICA, CA, 90401
- Phone
- 310-576-1270
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $371.3M
- Discretionary AUM
- $371.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 242
- Non-discretionary accounts
- 0
- Total accounts
- 242
- AUM per client
- $1.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 9 | $6.9M |
| Insurance companies | Fewer than 5 | $607K |
| Charitable organizations | 14 | $84.4M |
| Other investment advisers | Fewer than 5 | $304K |
| High net worth individuals | Fewer than 5 | $6.0M |
| Pension and profit sharing plans | Fewer than 5 | $693K |
| State or municipal government entities | Fewer than 5 | $9.2M |
| Individuals (other than high net worth individuals) | 210 | $102.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 9 | 10 | increased by1 |
| Apr 1, 2026 | Clients | 26 | 233 | increased by207 |
| Apr 1, 2026 | AUM | $31,443,945 | $371,322,262 | increased by$339,878,317 |
| Apr 1, 2026 | Accounts | 30 | 242 | increased by212 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 20 | 9 | decreased by11 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $0 | $31,443,945 | increased by$31,443,945 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 0 | 30 | increased by30 |
| Apr 1, 2022 | Employees | 3 | 20 | increased by17 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GUGGENHEIM WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GUGGENHEIM WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.