ROOSEVELT CAPITAL MANAGEMENT LLC

CRD 283217File 801-127033

APPROVED

Retail clients

Filing as of Mar 19, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.37B

Above cohort median (national)

Discretionary AUM

$1.37B

Clients

176 accounts

Employees

Top 25% of cohort in TX

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: FWRO
Registration date: Jan 19, 2023
Principal office: 5956 SHERRY LANE, SUITE 1650, DALLAS, TX, 75225
Phone: 214-871-2666
Website: https://www.linkedin.com/in/david-roosevelt-18844115/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.37B
Discretionary AUM: $1.37B
Non-discretionary AUM: $0
Discretionary accounts: 176
Non-discretionary accounts: 0
Total accounts: 176
AUM per client: $19.8M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$4.3M
Insurance companies	Fewer than 5	$2.4M
Charitable organizations	Fewer than 5	$25.9M
Other investment advisers	8	$97.6M
High net worth individuals	45	$213.2M
State or municipal government entities	Fewer than 5	$1.02B
Individuals (other than high net worth individuals)	7	$3.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.