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ROOSEVELT CAPITAL MANAGEMENT LLC
CRD 283217File 801-127033
APPROVED
Retail clients
Filing as of Mar 19, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.37B
Above cohort median (national)
Discretionary AUM
$1.37B
Clients
69
176 accounts
Employees
2
Top 25% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jan 19, 2023
- Principal office
- 5956 SHERRY LANE, SUITE 1650, DALLAS, TX, 75225
- Phone
- 214-871-2666
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.37B
- Discretionary AUM
- $1.37B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 176
- Non-discretionary accounts
- 0
- Total accounts
- 176
- AUM per client
- $19.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $4.3M |
| Insurance companies | Fewer than 5 | $2.4M |
| Charitable organizations | Fewer than 5 | $25.9M |
| Other investment advisers | 8 | $97.6M |
| High net worth individuals | 45 | $213.2M |
| State or municipal government entities | Fewer than 5 | $1.02B |
| Individuals (other than high net worth individuals) | 7 | $3.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 63 | 69 | increased by6 |
| Apr 1, 2026 | AUM | $1,306,692,561 | $1,366,575,505 | increased by$59,882,944 |
| Apr 1, 2026 | Accounts | 64 | 176 | increased by112 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 64 | 63 | decreased by1 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $306,487,592 | $1,306,692,561 | increased by$1,000,204,969 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ROOSEVELT CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ROOSEVELT CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.