← Directory
PARADIGM WEALTH ADVISORY LLC
CRD 283120File 801-107403
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$201.2M
Below cohort median (national)
Discretionary AUM
$201.2M
Clients
283
948 accounts
Employees
14
Below cohort median in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Mar 23, 2016
- Principal office
- 1140 HIGHWAY 22 EAST, SUITE 105, BRIDGEWATER, NJ, 08807
- Phone
- (908) 450-7402
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $201.2M
- Discretionary AUM
- $201.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 948
- Non-discretionary accounts
- 0
- Total accounts
- 948
- AUM per client
- $711K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $549K |
| High net worth individuals | 65 | $149.6M |
| Pension and profit sharing plans | Fewer than 5 | $2.8M |
| Individuals (other than high net worth individuals) | 215 | $48.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Clients | 773 | 283 | decreased by490 |
| Apr 1, 2026 | AUM | $468,284,162 | $201,238,727 | decreased by$267,045,435 |
| Apr 1, 2026 | Accounts | 2,521 | 948 | decreased by1,573 |
| Mar 1, 2026 | Employees | 16 | 14 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 12 | 16 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 584 | 773 | increased by189 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $352,087,002 | $468,284,162 | increased by$116,197,160 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,200 | 2,521 | increased by321 |
| Apr 1, 2022 | Employees | 13 | 12 | decreased by1 |
| Apr 1, 2022 | Disclosures | No | Yes | |
| Apr 1, 2022 | Custody | Yes | No | |
| Apr 1, 2022 | Clients | 596 | 584 | decreased by12 |
| Apr 1, 2022 | AUM | $309,284,368 | $352,087,002 | increased by$42,802,634 |
| Apr 1, 2022 | Accounts | 2,115 | 2,200 | increased by85 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PARADIGM WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PARADIGM WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.