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COPLEY FINANCIAL GROUP, INC.
CRD 283070File 801-119967
APPROVED
Retail clients
Disclosure events
Filing as of Jul 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$331.2M
Below cohort median (national)
Discretionary AUM
$330.4M
Non-discretionary $763K
Clients
2,690
2,690 accounts
Employees
8
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Dec 14, 2020
- Principal office
- 5898 COPLEY DR., SUITE 101, SAN DIEGO, CA, 92111
- Phone
- 619-294-6008
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $331.2M
- Discretionary AUM
- $330.4M
- Non-discretionary AUM
- $763K
- Discretionary accounts
- 2,677
- Non-discretionary accounts
- 13
- Total accounts
- 2,690
- AUM per client
- $123K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 9 | $763K |
| Individuals (other than high net worth individuals) | 2,681 | $330.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — REFERRAL FEES
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D1
- Q11D5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| May 1, 2026 | Clients | 1,350 | 2,690 | increased by1,340 |
| May 1, 2026 | AUM | $318,820,063 | $331,175,167 | increased by$12,355,104 |
| May 1, 2026 | Accounts | 3,270 | 2,690 | decreased by580 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 1,598 | 1,350 | decreased by248 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $272,683,411 | $318,820,063 | increased by$46,136,652 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 2,963 | 3,270 | increased by307 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 8 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,271 | 1,598 | increased by327 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $226,512,160 | $272,683,411 | increased by$46,171,251 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,756 | 2,963 | decreased by793 |
| Apr 1, 2022 | Clients | 998 | 1,271 | increased by273 |
| Apr 1, 2022 | AUM | $154,198,995 | $226,512,160 | increased by$72,313,165 |
| Apr 1, 2022 | Accounts | 2,645 | 3,756 | increased by1,111 |
| Feb 1, 2022 | Employees | 6 | 7 | increased by1 |
| Oct 1, 2021 | Employees | 7 | 6 | decreased by1 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “COPLEY FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“COPLEY FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.