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STEWARD PARTNERS INVESTMENT ADVISORY, LLC
CRD 283004File 801-107426
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$36.73B
Top 10% of cohort (national)
Discretionary AUM
$30.02B
Non-discretionary $6.71B
Clients
42,763
72,273 accounts
Employees
549
Top 10% of cohort in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Mar 16, 2016
- Principal office
- 400 ATLANTIC STREET, FLOOR 10, SUITE 1020, STAMFORD, CT, 06901-3512
- Phone
- 866-694-7769
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $36.73B
- Discretionary AUM
- $30.02B
- Non-discretionary AUM
- $6.71B
- Discretionary accounts
- 61,340
- Non-discretionary accounts
- 10,933
- Total accounts
- 72,273
- AUM per client
- $859K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 408 | $1.25B |
| Charitable organizations | 126 | $316.1M |
| High net worth individuals | 23,474 | $27.89B |
| Pension and profit sharing plans | 506 | $450.9M |
| State or municipal government entities | Fewer than 5 | $1.4M |
| Individuals (other than high net worth individuals) | 18,249 | $6.81B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.