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STEWARD PARTNERS INVESTMENT ADVISORY, LLC
CRD 283004File 801-107426
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$36.73B
Top 10% of cohort (national)
Discretionary AUM
$30.02B
Non-discretionary $6.71B
Clients
42,763
72,273 accounts
Employees
549
Top 10% of cohort in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Mar 16, 2016
- Principal office
- 400 ATLANTIC STREET, FLOOR 10, SUITE 1020, STAMFORD, CT, 06901-3512
- Phone
- 866-694-7769
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $36.73B
- Discretionary AUM
- $30.02B
- Non-discretionary AUM
- $6.71B
- Discretionary accounts
- 61,340
- Non-discretionary accounts
- 10,933
- Total accounts
- 72,273
- AUM per client
- $859K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 408 | $1.25B |
| Charitable organizations | 126 | $316.1M |
| High net worth individuals | 23,474 | $27.89B |
| Pension and profit sharing plans | 506 | $450.9M |
| State or municipal government entities | Fewer than 5 | $1.4M |
| Individuals (other than high net worth individuals) | 18,249 | $6.81B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 1, 2026 | Clients | 40,425 | 42,763 | increased by2,338 |
| Aug 1, 2026 | AUM | $33,515,651,066 | $36,731,387,293 | increased by$3,215,736,227 |
| Aug 1, 2026 | Accounts | 71,582 | 72,273 | increased by691 |
| Apr 1, 2026 | Employees | 591 | 549 | decreased by42 |
| Apr 1, 2026 | Clients | 35,105 | 40,425 | increased by5,320 |
| Apr 1, 2026 | AUM | $28,341,154,808 | $33,515,651,066 | increased by$5,174,496,258 |
| Apr 1, 2026 | Accounts | 61,475 | 71,582 | increased by10,107 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 31,228 | 35,105 | increased by3,877 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $24,754,104,885 | $28,341,154,808 | increased by$3,587,049,923 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 54,866 | 61,475 | increased by6,609 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 312 | 591 | increased by279 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 13,202 | 31,228 | increased by18,026 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $13,247,263,393 | $24,754,104,885 | increased by$11,506,841,492 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “STEWARD PARTNERS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“STEWARD PARTNERS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.