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WHIPPLEWOOD ADVISORS, LLC
CRD 282860File 801-119590
APPROVED
Retail clients
Filing as of May 8, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$324.5M
Below cohort median (national)
Discretionary AUM
$320.5M
Non-discretionary $4.0M
Clients
377
375 accounts
Employees
6
Below cohort median in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Oct 2, 2020
- Principal office
- 11852 SHAFFER DRIVE, BUILDING B, LITTLETON, CO, 80127
- Phone
- 303-551-8016
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $324.5M
- Discretionary AUM
- $320.5M
- Non-discretionary AUM
- $4.0M
- Discretionary accounts
- 372
- Non-discretionary accounts
- 3
- Total accounts
- 375
- AUM per client
- $861K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $3.6M |
| Charitable organizations | 6 | $600K |
| High net worth individuals | 197 | $290.6M |
| Individuals (other than high net worth individuals) | 169 | $29.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.