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ETHIC
Legal name: ETHIC INC.
CRD 282827File 801-107290
APPROVED
Retail clients
Filing as of Aug 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$10.12B
Top 10% of cohort (national)
Discretionary AUM
$10.12B
Clients
189
3,505 accounts
Employees
75
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Feb 18, 2016
- Principal office
- 99 HUDSON STREET, 17TH FLOOR, NEW YORK, NY, 10013
- Phone
- (646) 687-6744
- Website
- HTTPS://WWW.ETHIC.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $10.12B
- Discretionary AUM
- $10.12B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 3,505
- Non-discretionary accounts
- 0
- Total accounts
- 3,505
- AUM per client
- $53.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 23 | $1.98B |
| Insurance companies | Fewer than 5 | $276.5M |
| Charitable organizations | 28 | $1.07B |
| Other investment advisers | 105 | $6.47B |
| High net worth individuals | 15 | $264.0M |
| Individuals (other than high net worth individuals) | 18 | $64.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 29, 2026 | Employees | 76 | 75 | decreased by1 |
| Aug 29, 2026 | Clients | 168 | 189 | increased by21 |
| Aug 29, 2026 | AUM | $7,817,820,532 | $10,120,085,218 | increased by$2,302,264,686 |
| Aug 29, 2026 | Accounts | 2,936 | 3,505 | increased by569 |
| Apr 1, 2026 | Employees | 77 | 76 | decreased by1 |
| Apr 1, 2026 | Clients | 156 | 168 | increased by12 |
| Apr 1, 2026 | AUM | $7,279,165,655 | $7,817,820,532 | increased by$538,654,877 |
| Apr 1, 2026 | Accounts | 2,736 | 2,936 | increased by200 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 76 | 77 | increased by1 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 113 | 156 | increased by43 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $5,925,927,888 | $7,279,165,655 | increased by$1,353,237,767 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 2,271 | 2,736 | increased by465 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 55 | 76 | increased by21 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 97 | 113 | increased by16 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,815,426,583 | $5,925,927,888 | increased by$4,110,501,305 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ETHIC” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ETHIC” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.