TRIUMPH CAPITAL MANAGEMENT

CRD 282814File 801-107312

APPROVED

Retail clients

Filing as of Mar 6, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$645.6M

Above cohort median (national)

Discretionary AUM

$645.6M

Clients

2,239

3,653 accounts

Employees

Above cohort median in CO

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: DRO
Registration date: Feb 18, 2016
Principal office: 1610 WYNKOOP STREET, SUITE 550, DENVER, CO, 80202
Phone: 720-399-5555
Website: https://www.gotostage.com/channel/bcff543de66d4168a9b1a0e29c79e752

Assets & accounts

ADV Item 5F

Total regulatory AUM: $645.6M
Discretionary AUM: $645.6M
Non-discretionary AUM: $0
Discretionary accounts: 3,653
Non-discretionary accounts: 0
Total accounts: 3,653
AUM per client: $288K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	19	$3.7M
Charitable organizations	Fewer than 5	$2.3M
High net worth individuals	378	$393.6M
Pension and profit sharing plans	27	$22.6M
Individuals (other than high net worth individuals)	1,815	$223.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.