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FEDERAL PREP

Legal name: FEDERAL PREP ADVISORS, INC.

CRD 282663File 801-118329
APPROVED
Retail clients
Disclosure events
Filing as of Jul 1, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$80.1M
Bottom 25% of cohort (national)
Discretionary AUM
$0
Non-discretionary $80.1M
Clients
637
637 accounts
Employees
5
Bottom 25% of cohort in NY

Identity & registration

ADV Item 1
Organization form
Corporation
Firm type
Registered
SEC region
NYRO
Registration date
Jun 26, 2020
Principal office
1650 SYCAMORE AVE., SUITE 23, BOHEMIA, NY, 11716
Phone
(631) 750-6499

Assets & accounts

ADV Item 5F
Total regulatory AUM
$80.1M
Discretionary AUM
$0
Non-discretionary AUM
$80.1M
Discretionary accounts
0
Non-discretionary accounts
637
Total accounts
637
AUM per client
$126K

Clients by type

ADV Item 5D
Client typeClientsAUM
Individuals (other than high net worth individuals)637$80.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

  • A percentage of assets under your management

Advisory activities

  • Other
  • Selection of other advisers
  • Portfolio management for individuals and/or small businesses

Custody

ADV Item 9
Firm Custody Cash
No
Firm Custody Assets
No
Firm Custody Clients
No
Firm Custody Securities
No
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
No

Disclosure events

ADV Item 11
  • Q11C2
  • Q11C4
  • Q11C5

Filed changes

DateFieldFromToChange
Apr 1, 2026Employees45increased by1
Apr 1, 2026Clients846637decreased by209
Apr 1, 2026AUM$95,460,000$80,113,636decreased by$15,346,364
Apr 1, 2026Accounts858637decreased by221
May 1, 2025
vs Oct 1, 2022
DisclosuresNoYes
May 1, 2025
vs Oct 1, 2022
Clients701846increased by145
May 1, 2025
vs Oct 1, 2022
AUM$87,258,000$95,460,000increased by$8,202,000
May 1, 2025
vs Oct 1, 2022
Accounts700858increased by158
Feb 1, 2022Clients562701increased by139
Feb 1, 2022AUM$62,203,814$87,258,000increased by$25,054,186
Feb 1, 2022Accounts562700increased by138
Apr 1, 2021Registration—APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “FEDERAL PREP” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FEDERAL PREP” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.