NAVIGATION WEALTH MANAGEMENT

Legal name: NAVIGATION WEALTH MANAGEMENT, INC.

CRD 282640File 801-119615

APPROVED

Retail clients

Custody

Filing as of Mar 11, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$103.2M

Bottom 25% of cohort (national)

Discretionary AUM

$103.2M

Clients

962

1,302 accounts

Employees

Bottom 25% of cohort in CO

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: DRO
Registration date: Oct 26, 2020
Principal office: 2038 CARIBOU DRIVE, SUITE 100, FORT COLLINS, CO, 80525
Phone: 970-672-1236
Website: HTTP://WWW.NAVWM.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $103.2M
Discretionary AUM: $103.2M
Non-discretionary AUM: $0
Discretionary accounts: 1,302
Non-discretionary accounts: 0
Total accounts: 1,302
AUM per client: $107K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	7	$427K
Charitable organizations	Fewer than 5	$98K
High net worth individuals	14	$24.3M
Individuals (other than high net worth individuals)	940	$78.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Fixed fees
Hourly charges
Other (described) — REFERRAL FEES
A percentage of assets under your management

Advisory activities

Other
Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Mar 1, 2026	Employees	10	8	decreased by2
Mar 1, 2026	Clients	1,045	962	decreased by83
Mar 1, 2026	AUM	$127,745,098	$103,175,002	decreased by$24,570,096
Mar 1, 2026	Accounts	1,470	1,302	decreased by168
Dec 1, 2025 vs May 1, 2025	Employees	11	10	decreased by1
May 1, 2025 vs Oct 1, 2022	Employees	9	11	increased by2
May 1, 2025 vs Oct 1, 2022	Clients	826	1,045	increased by219
May 1, 2025 vs Oct 1, 2022	AUM	$119,296,022	$127,745,098	increased by$8,449,076
May 1, 2025 vs Oct 1, 2022	Accounts	1,231	1,470	increased by239
Jul 1, 2022	Employees	8	9	increased by1
Feb 1, 2022	Clients	823	826	increased by3
Feb 1, 2022	AUM	$125,550,451	$119,296,022	decreased by$6,254,429
Feb 1, 2022	Accounts	1,199	1,231	increased by32
Oct 1, 2021	Clients	749	823	increased by74
Oct 1, 2021	AUM	$109,290,986	$125,550,451	increased by$16,259,465

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “NAVIGATION WEALTH” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NAVIGATION WEALTH” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.