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CLIENT FIRST INVESTMENT MANAGEMENT LLC
CRD 282600File 801-123113
APPROVED
Retail clients
Filing as of Feb 11, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$271.9M
Below cohort median (national)
Discretionary AUM
$271.9M
Clients
608
1,578 accounts
Employees
16
Below cohort median in WI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 21, 2022
- Principal office
- 215 N. MAIN STREET, SUITE 1040, WEST BEND, WI, 53095
- Phone
- 262-335-1700
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $271.9M
- Discretionary AUM
- $271.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,578
- Non-discretionary accounts
- 0
- Total accounts
- 1,578
- AUM per client
- $447K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $10K |
| Investment companies | 1 | $171.8M |
| Charitable organizations | 9 | $1.1M |
| High net worth individuals | 67 | $41.8M |
| Individuals (other than high net worth individuals) | 529 | $57.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 586 | 608 | increased by22 |
| Mar 1, 2026 | AUM | $184,382,938 | $271,935,662 | increased by$87,552,724 |
| Mar 1, 2026 | Accounts | 1,391 | 1,578 | increased by187 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 17 | 16 | decreased by1 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 583 | 1,391 | increased by808 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 14 | 17 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 407 | 586 | increased by179 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $125,750,000 | $184,382,938 | increased by$58,632,938 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 400 | 583 | increased by183 |
| Aug 1, 2022 | Employees | 13 | 14 | increased by1 |
| Jun 1, 2022 | Employees | 12 | 13 | increased by1 |
| Feb 1, 2022 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CLIENT FIRST” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CLIENT FIRST” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.