DOUGLAS C. LANE & ASSOCIATES

Legal name: DOUGLAS LANE & ASSOCIATES, LLC

CRD 282563File 801-107161

APPROVED

Retail clients

Custody

Filing as of Mar 30, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$8.44B

Top 10% of cohort (national)

Discretionary AUM

$8.44B

Clients

1,144

5,556 accounts

Employees

Top 25% of cohort in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Jan 1, 2016
Principal office: ONE DAG HAMMARSKJOLD PLAZA, 885 SECOND AVENUE, 42 FLOOR, NEW YORK, NY, 10017
Phone: 212-262-7670
Website: https://twitter.com/focusfinancial

Assets & accounts

ADV Item 5F

Total regulatory AUM: $8.44B
Discretionary AUM: $8.44B
Non-discretionary AUM: $0
Discretionary accounts: 5,556
Non-discretionary accounts: 0
Total accounts: 5,556
AUM per client: $7.4M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	19	$197.1M
Charitable organizations	14	$200.7M
High net worth individuals	874	$7.63B
Pension and profit sharing plans	27	$312.5M
Individuals (other than high net worth individuals)	210	$100.8M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Selection of other advisers
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.