← Directory
COMPASS WEALTH
Legal name: COMPASS RETIREMENT GROUP LLC
CRD 282420File 801-124696
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Aug 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$111.9M
Bottom 25% of cohort (national)
Discretionary AUM
$111.9M
Clients
766
939 accounts
Employees
9
Bottom 25% of cohort in MO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Apr 21, 2022
- Principal office
- 10326 OLD OLIVE STREET ROAD, ST. LOUIS, MO, 63141
- Phone
- 314-373-1598
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $111.9M
- Discretionary AUM
- $111.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 939
- Non-discretionary accounts
- 0
- Total accounts
- 939
- AUM per client
- $146K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 9 | $13.2M |
| Individuals (other than high net worth individuals) | 757 | $98.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 1, 2026 | Disclosures | No | Yes | |
| Mar 1, 2026 | Clients | 674 | 766 | increased by92 |
| Mar 1, 2026 | AUM | $93,497,237 | $111,859,803 | increased by$18,362,566 |
| Mar 1, 2026 | Accounts | 2,603 | 939 | decreased by1,664 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 935 | 674 | decreased by261 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $100,000,000 | $93,497,237 | decreased by$6,502,763 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,105 | 2,603 | increased by1,498 |
| Jun 1, 2022 | Employees | 8 | 9 | increased by1 |
| May 1, 2022 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “COMPASS WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“COMPASS WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.