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BALBOA WEALTH PARTNERS, INC.
CRD 282329File 801-107029
APPROVED
Retail clients
Filing as of Sep 8, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.07B
Above cohort median (national)
Discretionary AUM
$1.05B
Non-discretionary $24.7M
Clients
1,127
2,623 accounts
Employees
37
Top 25% of cohort in AZ
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Dec 11, 2015
- Principal office
- 6263 NORTH SCOTTSDALE ROAD, SUITE 265, SCOTTSDALE, AZ, 85250
- Phone
- 480-801-5010
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.07B
- Discretionary AUM
- $1.05B
- Non-discretionary AUM
- $24.7M
- Discretionary accounts
- 2,499
- Non-discretionary accounts
- 124
- Total accounts
- 2,623
- AUM per client
- $950K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 10 | $6.5M |
| Charitable organizations | Fewer than 5 | $5.5M |
| High net worth individuals | 262 | $828.3M |
| Pension and profit sharing plans | 33 | $4.9M |
| Individuals (other than high net worth individuals) | 822 | $225.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- Subscription fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 23, 2026 | Employees | 36 | 37 | increased by1 |
| Apr 1, 2026 | Employees | 31 | 36 | increased by5 |
| Apr 1, 2026 | Clients | 1,121 | 1,127 | increased by6 |
| Apr 1, 2026 | AUM | $1,035,233,034 | $1,070,330,403 | increased by$35,097,369 |
| Apr 1, 2026 | Accounts | 2,416 | 2,623 | increased by207 |
| Feb 1, 2026 | Clients | 1,032 | 1,121 | increased by89 |
| Feb 1, 2026 | AUM | $804,833,455 | $1,035,233,034 | increased by$230,399,579 |
| Feb 1, 2026 | Accounts | 2,068 | 2,416 | increased by348 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 26 | 31 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 626 | 1,032 | increased by406 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $512,966,698 | $804,833,455 | increased by$291,866,757 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,359 | 2,068 | increased by709 |
| Apr 1, 2022 | Employees | 16 | 26 | increased by10 |
| Apr 1, 2022 | Clients | 323 | 626 | increased by303 |
| Apr 1, 2022 | AUM | $231,510,000 | $512,966,698 | increased by$281,456,698 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BALBOA WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BALBOA WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.