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NORTHCOAST ASSET MANAGEMENT LLC
CRD 282241File 801-107054
APPROVED
Retail clients
Custody
Filing as of Jul 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$4.97B
Top 25% of cohort (national)
Discretionary AUM
$4.97B
Clients
4,486
7,122 accounts
Employees
45
Top 25% of cohort in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Dec 24, 2015
- Principal office
- 400 ATLANTIC SREET, 6TH FLOOR, STAMFORD, CT, 06901
- Phone
- (203) 532-7000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.97B
- Discretionary AUM
- $4.97B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 7,122
- Non-discretionary accounts
- 0
- Total accounts
- 7,122
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 48 | $177.3M |
| Charitable organizations | Fewer than 5 | $2.2M |
| Other investment advisers | 8 | $138.4M |
| High net worth individuals | 1,209 | $3.18B |
| Pension and profit sharing plans | 18 | $27.5M |
| Individuals (other than high net worth individuals) | 3,203 | $1.44B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — REV SHARE W/AFFILIATE FRS AND ELIGIBLE CREDIT & CASH MGMT SOLUTI
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.