← Directory
NORTHCOAST ASSET MANAGEMENT LLC
CRD 282241File 801-107054
APPROVED
Retail clients
Custody
Filing as of Jul 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.97B
Top 25% of cohort (national)
Discretionary AUM
$4.97B
Clients
4,486
7,122 accounts
Employees
45
Top 25% of cohort in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Dec 24, 2015
- Principal office
- 400 ATLANTIC SREET, 6TH FLOOR, STAMFORD, CT, 06901
- Phone
- (203) 532-7000
- Website
- https://www.northcoastam.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.97B
- Discretionary AUM
- $4.97B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 7,122
- Non-discretionary accounts
- 0
- Total accounts
- 7,122
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 48 | $177.3M |
| Charitable organizations | Fewer than 5 | $2.2M |
| Other investment advisers | 8 | $138.4M |
| High net worth individuals | 1,209 | $3.18B |
| Pension and profit sharing plans | 18 | $27.5M |
| Individuals (other than high net worth individuals) | 3,203 | $1.44B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — REV SHARE W/AFFILIATE FRS AND ELIGIBLE CREDIT & CASH MGMT SOLUTI
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 372 | 45 | decreased by327 |
| Mar 1, 2026 | Clients | 16,572 | 4,486 | decreased by12,086 |
| Mar 1, 2026 | AUM | $31,731,798,984 | $4,967,977,227 | decreased by$26,763,821,757 |
| Mar 1, 2026 | Accounts | 38,915 | 7,122 | decreased by31,793 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 90 | 372 | increased by282 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,588 | 16,572 | increased by13,984 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $7,801,468,320 | $31,731,798,984 | increased by$23,930,330,664 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 5,254 | 38,915 | increased by33,661 |
| Apr 1, 2022 | Employees | 83 | 90 | increased by7 |
| Apr 1, 2022 | Clients | 2,533 | 2,588 | increased by55 |
| Apr 1, 2022 | AUM | $6,440,240,944 | $7,801,468,320 | increased by$1,361,227,376 |
| Apr 1, 2022 | Accounts | 4,922 | 5,254 | increased by332 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NORTHCOAST ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NORTHCOAST ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.