← Directory
STIFEL INDEPENDENT ADVISORS, LLC
CRD 28218File 801-43561
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 3, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$5.01B
Top 25% of cohort (national)
Discretionary AUM
$3.27B
Non-discretionary $1.73B
Clients
7,902
12,216 accounts
Employees
198
Top 25% of cohort in MO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 19, 1993
- Principal office
- 501 N BROADWAY, ST LOUIS, MO, 63102
- Phone
- 314-342-4051
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.01B
- Discretionary AUM
- $3.27B
- Non-discretionary AUM
- $1.73B
- Discretionary accounts
- 8,542
- Non-discretionary accounts
- 3,674
- Total accounts
- 12,216
- AUM per client
- $634K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 42 | $42.5M |
| Charitable organizations | 37 | $67.9M |
| High net worth individuals | 2,124 | $3.46B |
| Pension and profit sharing plans | 61 | $68.5M |
| Individuals (other than high net worth individuals) | 5,638 | $1.37B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 206 | 198 | decreased by8 |
| Apr 1, 2026 | Clients | 7,580 | 7,902 | increased by322 |
| Apr 1, 2026 | AUM | $4,379,138,273 | $5,006,962,899 | increased by$627,824,626 |
| Apr 1, 2026 | Accounts | 11,648 | 12,216 | increased by568 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 110 | 206 | increased by96 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,646 | 7,580 | increased by4,934 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,560,825,363 | $4,379,138,273 | increased by$2,818,312,910 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,771 | 11,648 | increased by7,877 |
| Apr 1, 2022 | Employees | 115 | 110 | decreased by5 |
| Apr 1, 2022 | Clients | 2,257 | 2,646 | increased by389 |
| Apr 1, 2022 | AUM | $1,106,997,835 | $1,560,825,363 | increased by$453,827,528 |
| Apr 1, 2022 | Accounts | 3,106 | 3,771 | increased by665 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “STIFEL INDEPENDENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“STIFEL INDEPENDENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.