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STIFEL INDEPENDENT ADVISORS, LLC
CRD 28218File 801-43561
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 2, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$5.01B
Top 25% of cohort (national)
Discretionary AUM
$3.27B
Non-discretionary $1.73B
Clients
7,902
12,216 accounts
Employees
198
Top 25% of cohort in MO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 19, 1993
- Principal office
- 501 N BROADWAY, ST LOUIS, MO, 63102
- Phone
- 314-342-4051
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.01B
- Discretionary AUM
- $3.27B
- Non-discretionary AUM
- $1.73B
- Discretionary accounts
- 8,542
- Non-discretionary accounts
- 3,674
- Total accounts
- 12,216
- AUM per client
- $634K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 42 | $42.5M |
| Charitable organizations | 37 | $67.9M |
| High net worth individuals | 2,124 | $3.46B |
| Pension and profit sharing plans | 61 | $68.5M |
| Individuals (other than high net worth individuals) | 5,638 | $1.37B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.