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CROSS STATE FINANCIAL GROUP LLC
CRD 282011File 801-117843
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Apr 24, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$188.3M
Bottom 25% of cohort (national)
Discretionary AUM
$188.3M
Clients
406
1,111 accounts
Employees
10
Below cohort median in NM
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Jan 2, 2020
- Principal office
- 6721 ACADEMY RD. NE, SUITE B, ALBUQUERQUE, NM, 87109
- Phone
- 800-621-6974
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $188.3M
- Discretionary AUM
- $188.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,111
- Non-discretionary accounts
- 0
- Total accounts
- 1,111
- AUM per client
- $464K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 7 | $14.2M |
| High net worth individuals | 50 | $68.5M |
| Pension and profit sharing plans | Fewer than 5 | $1.9M |
| Individuals (other than high net worth individuals) | 345 | $103.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.