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PINNACLE PEAK PRIVATE CLIENT GROUP, LLC
CRD 282003File 801-110993
APPROVED
Retail clients
Custody
Filing as of Feb 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$481.1M
Above cohort median (national)
Discretionary AUM
$478.8M
Non-discretionary $2.3M
Clients
708
1,348 accounts
Employees
6
Above cohort median in AZ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Aug 22, 2017
- Principal office
- 18867 N. THOMPSON PEAK PARKWAY, STE #225, SCOTTSDALE, AZ, 85255
- Phone
- 480-771-4301
- Website
- HTTP://PINPEAKPCG.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $481.1M
- Discretionary AUM
- $478.8M
- Non-discretionary AUM
- $2.3M
- Discretionary accounts
- 1,345
- Non-discretionary accounts
- 3
- Total accounts
- 1,348
- AUM per client
- $679K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 12 | $24.2M |
| Charitable organizations | Fewer than 5 | $2.0M |
| High net worth individuals | 119 | $294.3M |
| Pension and profit sharing plans | 6 | $8.1M |
| Individuals (other than high net worth individuals) | 570 | $152.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 612 | 708 | increased by96 |
| Mar 1, 2026 | AUM | $397,498,624 | $481,073,801 | increased by$83,575,177 |
| Mar 1, 2026 | Accounts | 1,301 | 1,348 | increased by47 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 6 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 430 | 612 | increased by182 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $270,835,956 | $397,498,624 | increased by$126,662,668 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 950 | 1,301 | increased by351 |
| Apr 1, 2022 | Clients | 359 | 430 | increased by71 |
| Apr 1, 2022 | AUM | $209,138,501 | $270,835,956 | increased by$61,697,455 |
| Apr 1, 2022 | Accounts | 812 | 950 | increased by138 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PINNACLE PEAK” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PINNACLE PEAK” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.