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DGS CAPITAL MANAGEMENT
Legal name: DGS CAPITAL MANAGEMENT, LLC
CRD 281938File 801-115241
APPROVED
Retail clients
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.05B
Above cohort median (national)
Discretionary AUM
$1.05B
Clients
400
1,141 accounts
Employees
12
Above cohort median in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- May 6, 2019
- Principal office
- 101 HUDSON STREET, 21ST FLOOR, JERSEY CITY, NJ, 07302
- Phone
- 646-992-4370
- Website
- HTTPS://WWW.DGS.CAPITAL
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.05B
- Discretionary AUM
- $1.05B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,141
- Non-discretionary accounts
- 0
- Total accounts
- 1,141
- AUM per client
- $2.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $1.9M |
| High net worth individuals | 148 | $935.9M |
| Pension and profit sharing plans | Fewer than 5 | $3.1M |
| Individuals (other than high net worth individuals) | 246 | $113.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 8 | 12 | increased by4 |
| Apr 1, 2026 | Clients | 347 | 400 | increased by53 |
| Apr 1, 2026 | AUM | $535,534,611 | $1,054,081,877 | increased by$518,547,266 |
| Apr 1, 2026 | Accounts | 933 | 1,141 | increased by208 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 8 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 152 | 347 | increased by195 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $250,692,139 | $535,534,611 | increased by$284,842,472 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 328 | 933 | increased by605 |
| May 1, 2022 | Clients | 130 | 152 | increased by22 |
| May 1, 2022 | AUM | $129,274,104 | $250,692,139 | increased by$121,418,035 |
| May 1, 2022 | Accounts | 278 | 328 | increased by50 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DGS CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DGS CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.