← Directory
SWS PARTNERS, LLC
CRD 281838File 801-107254
APPROVED
Retail clients
Custody
Filing as of Jul 14, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$442.6M
Below cohort median (national)
Discretionary AUM
$442.6M
Clients
157
519 accounts
Employees
6
Above cohort median in OH
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Feb 16, 2016
- Principal office
- 230 WEST STREET, SUITE 500, COLUMBUS, OH, 43215
- Phone
- 614-670-5733
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $442.6M
- Discretionary AUM
- $442.6M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 519
- Non-discretionary accounts
- 0
- Total accounts
- 519
- AUM per client
- $2.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $33.0M |
| High net worth individuals | 89 | $373.0M |
| Pooled investment vehicles | 6 | $10.8M |
| Individuals (other than high net worth individuals) | 60 | $25.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.