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SWS PARTNERS, LLC
CRD 281838File 801-107254
APPROVED
Retail clients
Custody
Filing as of Jul 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$442.6M
Below cohort median (national)
Discretionary AUM
$442.6M
Clients
157
519 accounts
Employees
6
Above cohort median in OH
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Feb 16, 2016
- Principal office
- 230 WEST STREET, SUITE 500, COLUMBUS, OH, 43215
- Phone
- 614-670-5733
- Website
- HTTPS://www.swspartners.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $442.6M
- Discretionary AUM
- $442.6M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 519
- Non-discretionary accounts
- 0
- Total accounts
- 519
- AUM per client
- $2.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $33.0M |
| High net worth individuals | 89 | $373.0M |
| Pooled investment vehicles | 6 | $10.8M |
| Individuals (other than high net worth individuals) | 60 | $25.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 169 | 157 | decreased by12 |
| Apr 1, 2026 | AUM | $359,732,579 | $442,567,982 | increased by$82,835,403 |
| Apr 1, 2026 | Accounts | 559 | 519 | decreased by40 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 6 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 157 | 169 | increased by12 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $318,363,265 | $359,732,579 | increased by$41,369,314 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 532 | 559 | increased by27 |
| Apr 1, 2022 | Clients | 175 | 157 | decreased by18 |
| Apr 1, 2022 | AUM | $270,241,738 | $318,363,265 | increased by$48,121,527 |
| Apr 1, 2022 | Accounts | 508 | 532 | increased by24 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SWS PARTNERS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SWS PARTNERS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.