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PROWELL FINANCIAL MANAGEMENT, LLC
CRD 281762File 801-108292
APPROVED
Retail clients
Custody
Filing as of Mar 24, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$6.86B
Top 25% of cohort (national)
Discretionary AUM
$1.30B
Non-discretionary $5.56B
Clients
74
404 accounts
Employees
4
Top 25% of cohort in PA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Aug 22, 2016
- Principal office
- 717 CONSTITUTION DRIVE, SUITE 102, EXTON, PA, 19341
- Phone
- 484-359-4057
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $6.86B
- Discretionary AUM
- $1.30B
- Non-discretionary AUM
- $5.56B
- Discretionary accounts
- 319
- Non-discretionary accounts
- 85
- Total accounts
- 404
- AUM per client
- $92.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 9 | $22.3M |
| Charitable organizations | 8 | $165.8M |
| High net worth individuals | 34 | $6.63B |
| Individuals (other than high net worth individuals) | 23 | $44.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.