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WESTWARD INVESTMENT ADVISORY
Legal name: WESTWARD INVESTMENT ADVISORY, LLC
CRD 281742File 801-118800
APPROVED
Retail clients
Filing as of Mar 23, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$571.5M
Above cohort median (national)
Discretionary AUM
$126.0M
Non-discretionary $445.5M
Clients
20
61 accounts
Employees
5
Above cohort median in KS
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- May 27, 2020
- Principal office
- 5201 JOHNSON DRIVE, SUITE 410, MISSION, KS, 66205
- Phone
- 414-716-6300
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $571.5M
- Discretionary AUM
- $126.0M
- Non-discretionary AUM
- $445.5M
- Discretionary accounts
- 26
- Non-discretionary accounts
- 35
- Total accounts
- 61
- AUM per client
- $28.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $7.3M |
| Charitable organizations | Fewer than 5 | $2.6M |
| High net worth individuals | 9 | $557.3M |
| Individuals (other than high net worth individuals) | 7 | $4.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — CONSULTING SERVICES FOR FEE FOR SERVICE BASIS
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.